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KMBA 613 Investment Strategies


Week 1 Collaboration
Collaboration: Changes since the financial crisis
The financial system has changed dramatically since the 2008 financial crisis (which actually started in 2007). Also known as the Global Financial Crisis, it is considered by many to have been the worst financial crisis since the Great Depression in the 1930s. The financial crisis was triggered by a complex interplay of US real estate overvaluation, policies that encouraged home ownership, questionable trading and a myriad of other issues.
During this week, you have already examined (via your Weekly Overview and Learning Resources) some of the ways in which the system has changed because of (or as a reaction to) said crisis. Moreover, you have done so while considering such themes as political economy and analysis of risk.
Equipped with this knowledge, in your first Collaboration, you will analyse how the financial markets in your own country have changed as a result of the recent financial crisis.
To prepare for this Collaboration:
Identify the financial markets available in the country in which you reside.
Research how those financial markets have changed since the beginning of the financial crisis.
Identify the responses, if any, of your country’s government, regulators and industries to the financial crisis.
To complete this Collaboration:
By Sunday (Day 4):
For your Initial Response, in approximately 750–1,000 words, address the following issues/questions:
Outline the main financial markets that are available in your country.
Critically analyse how financial markets in your country have changed since the recent financial crisis.
Evaluate how the government, regulators and industries of your country responded to the financial crisis. Explain what you based your evaluation on and justify your reasoning.
Fully justify all your assumptions and claims using your own experience, the Learning Resources and your own research. Cite your work using the Harvard Liverpool Referencing System.
Submit your Initial Response to Turnitin and to the Collaboration forum.
Until Wednesday (Day 7):
Participate in the Collaboration Forum by posting 3 to 5 responses to your colleagues in which you:
Compare a colleague’s country’s financial market to your own
Open a debate about an analysis with which you disagree
Offer contributions based upon your prior experience
Extend the discussion into new but relevant areas
Model or promote critical reflection from what you have read
You should aim to participate with follow-on postings to your colleagues’ responses, making 3–5 significant follow-up postings. Aim to spread your total collaboration discussions across 3 separate days of each week.
Your collaborative participation will be assessed in three segments. Following the completion of Week 3, you will receive summative feedback and an initial grade based upon your participation in Weeks 1–3. At the end of the Week 5, you will receive additional summative feedback and a second grade based upon your participation in Weeks 4 and 5. At the end of the module, you will receive further summative feedback and a third grade based upon your participation in Weeks 6–8. These three assessment points will each form 5% of your End of Module grade, for a total of 15% for your participation posts overall.

Week 2 Collaboration
Role of diversification and assets: Part 1
The actual realised return on investment is based on many factors, including characteristics of assets used by investors. In general, investors are attracted to opportunities that are domestic in nature, as opposed to international and other far-distant opportunities. Therefore, a smart foundation for a savvy investor is to study the main assets used by investors of their own country. If you have not already, take a moment to review the Weekly Overview and consider how the topics apply to the typical assets of your own country. This will help inform your Collaboration this week, as your challenge is to emulate those savvy investors and analyse the assets primarily utilised by the investors in your home country.
To prepare for this Collaboration:
Review this week’s Learning Resources and Weekly Overview with a focus diversification.
Research the main assets used by investors within your country.
Identify the asset classes of your country.
To complete this Collaboration:
By Sunday (Day 4),
in a response of approximately 750–1,000 words, address the following issues/questions:
Describe the main assets used by investors in your country.
Evaluate the extent to which diversification is possible.
Analyse any major asset classes that are missing.
Analyse any asset classes unique to your country.
Based on your analysis of this asset characterisation of your country, evaluate whether investors in this country have any unique advantages or disadvantages.
Submit your initial response to the Turnitin link provided and post to the Collaboration forum.
By Wednesday (Day 7), post three to five responses to your colleagues by:
Comparing a colleague’s asset characterisation analysis to your own
Opening a debate about an analysis with which you disagree
Offering contributions based upon your prior experience
Extending the discussion into new but relevant areas
Modelling or promoting critical reflection from what you have read
Your collaborative participation will be assessed in three segments. Following the completion of Week 3, you will receive summative feedback and an initial grade based upon your participation in Weeks 1–3. At the end of the Week 5, you will receive additional summative feedback and a second grade based upon your participation in Weeks 4 and 5. At the end of the module, you will receive further summative feedback and a third grade based upon your participation in Weeks 6–8. These three assessment points will each form 5% of your End of Module grade, with a total of 15% for your participation posts overall.
Please note that you should spread your three to five weekly collaborative participation responses over a minimum of 3 separate days for each week. This will help maximise the value of your collaboration with colleagues and serve to meet the learning objectives for each activity.
Click on the Reply button below to reveal the textbox for entering your message. Then click on the Submit button to post your message.

Personal Development Plan

This week you will start writing your Personal Development Plan (PDP).
The purpose and focus of the PDP is to develop a plan for how you will succeed in achieving your goals for this module and, consequently, for your program as a whole.
To prepare for this PDP:
Begin by identifying the key insights gained through a review of the goals and objectives of the module to date, as well as the activities carried out in the module so far.
Reflect on the emerging themes from the discussions within the Collaboration area, as well as your Learning Resources and conversations with others within your group. Consider how the concepts, theory and processes introduced in this module so far fit in with previous modules you have completed.
You should identify and briefly summarise two topics discussed in the Collaborations that have provided new insights regarding investment strategies and the topics covered so far. Then, develop an outline of the main areas of your PDP as it relates to your goals for this module as well as for your program. Having a set of clearly articulated goals and a plan for reaching them, as well as knowledge of where to turn for help, will allow you to keep focused on those goals and ensure you have the support necessary to achieve them.
Are there topics discussed that could have professional or personal application for you? Consider how the concepts, theories and processes learned in this module align with previous modules you have completed.
You can develop the outline as you deem appropriate, choosing the areas in which you wish to develop your expertise. Include areas in which you may already have expertise. Consider the PDP as an opportunity to also let your Instructor know about areas you may be having difficulty with.
Your final PDP submission in Week 8 should be approximately 1,500-2,000 words.
To complete this PDP:
By Wednesday (Day 7):
Submit an approximately 250-word response addressing the noted areas and also laying the groundwork for the Week 8 PDP.
This assignment is not graded, but you will receive feedback from your Instructor to help you improve your work. Please take advantage of this opportunity to learn from your Instructor's feedback -- give the assignment your full effort and ask for clarification on any feedback you do not understand.
PDP forward thinking (Week 8)
As you start to think about your PDP this week, you may find it helpful to consider what you are working towards for Week 8. With this in mind, the Final Submission requirements are posted for you here:
The final PDP assignment will be a private submission to the Instructor and will challenge you to demonstrate your ability to reflect on the learning outcomes of the module as well as the following subject areas:
Your strategic awareness
Questions of ethics
Other disciplines already studied and how they relate to the content and concepts of this module (link to previous classes)
Your cultural awareness
Your career/role
You should look back at the entire module and prepare a paper that synthesises the activities of the class and your knowledge gained for the whole 8-week period. Do not just rehash the textbook and Weekly Notes.
Please address the following in your response:
How important do you now view investment strategies to be in relation to strategic decision-making? Has the module changed your opinions in this regard? Has the module led to greater insight about your workplace and its functioning?
How can you link what you have learned in this module with knowledge gained in previous modules?
Do you feel that you have improved your key skills (report writing, time management, excel use etc.) as a result of your experiences with this module?
How did the overall module materials help you in your personal or professional life? (This question is particularly important.)
What ethical and cultural issues have you considered to be important in this module, and how have they influenced your views of global business?
How do you feel about your own professional skills in terms of communicating your ideas both through the asynchronous (My Working Group, plus the Main Discussion Board) and the synchronous (Virtual Meeting Room) online platforms?
How do you feel the collaborative learning with peers through both the My Working Group and Virtual Meeting Room helped you develop your own ideas around the module topics? What did you like/dislike about the overall module? Are there ways in which you feel that your educational experience could have been improved?
What progress has taken place in achieving the goals identified for this module in your Week 4 PDP?
What challenges did you face, and what insights did you gain from the Module Project?
As you may know, at the end of your programme, you will be writing a dissertation based on a research topic you develop. Sometimes students reach the end of the programme without thinking about a research topic and then have difficulty finding a topic. The modules in the programme present opportunities for identifying possible topics that may be of interest for you to research for your dissertation. The research articles you review and write about also are sources of ideas. So it is a good idea to start listing possible research topics, if any, in your PDPs so that you can refer to them and have a selection to choose from later. It can save you a great deal of time and effort and lead to a much better research experience if you have developed ideas to follow up for research. Did you find any ideas in this module that interest you? If so, please list and provide a brief summary of your topic idea(s). Also be aware that there will be a specific section in your dissertation based upon your PDPs.

Week 3 Collaboration
Role of diversification and assets: Part 2
What determines the price of stocks in the open market? The answer might seem clear at first, but depending on the investment theory you prefer, that answer might differ more than you think. For example, efficient market hypothesis (EMH) theories state that stock market prices reflect relevant information, thus stocks are always tradable at fair values. None are ever undervalued or inflated. Considering this, for this Collaboration, you will continue your discussions from last week, which focused on the concept of return on investment. As you might expect, you will build upon that discussion by focusing on the noted EMH theories as well as pricing asset theories.
To prepare for this Collaboration:
Review this week’s Learning Resources with a focus efficient market hypothesis theory.
Review the Week 2 Collaboration as necessary.
Research at least one recent (and major) financial or economic event of interest to you.
Reflect on the effects of this event on market prices.
As you'll have seen, you are NOT required to submit an Initial Collaboration post this week. However, below are some reflections and questions just to get our discussions going. In your discussion consider and respond to the following:
Summarising at least one recent, and major, financial or economic event.
Analysing how information about this event was incorporated into the market price of the stock.
Explaining why use of information occurred, using arguments coming from asset pricing theories and EMH.
Explaining your views on your researched financial or economic event. Fully justify all your assumptions and claims using your own experience, the Learning Resources and your own research.
Cite your work using the Harvard Liverpool Referencing System. Please provide your views (with appropriate underlying research) on one or more of the above topics. You can start responding as soon as you like and to the above.
A Summative Grade will be awarded in Week 3, based upon your Participation in Weeks 1, 2 and 3.
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Group Case Study
In your group, collect time series information about the performance of an internationally traded stock and calculate the rate of return that has been achieved in recent years. You should calculate annual, quarterly and monthly rates of return. Try to collect at last 10 years of data.
Your report will be in a submission of 1,000 to 1,500 words, which must address the following:
Compare the different measures and explain the average return and the deviations from this return.
Collect similar data of the market-wide index (in the same country) and calculate the market beta of the stock using annual, quarterly and monthly data. Explain your findings within the context of the CAPM theory.
Fully justify all your assumptions and claims using your own experience, the Learning Resources and your own research. Cite your work using the Harvard Liverpool Referencing System

Module Project Week 3
Project proposal
This week, you will submit a project proposal (1,000 words total) for your Module Project. In this proposal, you will be expected to describe the scope, aims and objectives of the Module Project, as they relate to your chosen client and with reference to each proposed chapter of your Module Project submission.
As you may recall from Week 1, the project for this module is all about developing investment strategies for a hypothetical client of your choice. Your project will evaluate various strategies and ultimately present a report aimed at convincing your client to allow you to invest on his or her behalf.
In Week 3, you are to submit your first project proposal submission of around 1,000 words. In this, you must complete the following:
Describe the scope, aims and objectives of the Module Project, as related to your chosen client and with reference to each proposed chapter of your Module Project submission.
Demonstrate an understanding of links to the related underlying academic literature that you will reference in your Module Project.
Describe key steps and milestones for your ongoing and planned research, plus how you are planning to achieve these by your final Week 7 deadline.
Your proposal must include the Introduction, which will contain the following:
Identification and description of the person you have chosen to represent (that person’s profession etc.).
The country where your client will live.
Provide a broad outline of the client. Start with the client’s resources (income and assets) and think about his or her liabilities. Discuss the client’s interests and hopes and fears. This may not be part of the final report, but it will provide the basis for your advice. It may be considered as the notes that you have taken from your initial interview with your new client. It should be based on the outline of the client that is provided.
Make a clear list of the client’s financial needs and financial assets. One way that you could do this would be to present a personal balance sheet (statement of financial position) for the person you would advise. Then, identify that person’s assets and his or her liabilities.

Week 4 Collaboration
Premia in stock markets
Empirical evidence shows the existence of small-large and value-growth premia in stock markets, thus an understanding of these premia in stock markets is a valuable tool for your professional practices in investment. Why is this valuable? As an example, if there is a risk that a mature payment will not be paid, investors tend to demand a higher return. In other words, if there is a high risk of default or a credit event, this will require additional return as compensation. With all this in mind, for this Collaboration you will investigate premia in your own country and discuss the associated risks and returns.
To prepare for this Collaboration:
Review your Learning Resources with a focus on premia factors.
Research small-large and value-growth premia in stock markets within your country.
Reflect on how these factors impact expected returns.
To complete this Collaboration:
By Sunday (Day 4), in a response of approximately 750–1,000 words, address the following issues/questions:
Summarise the evidence you found regarding small-large and value-growth premia in stock markets within your country.
Analyse how the fundamental risk factors drive expected returns.
Based on your analysis, critically evaluate why these premia might exist.
Submit your initial response to the Turnitin link provided and post to the Collaboration forum.
By Wednesday (Day 7), post three to five responses to your colleagues by:
Opening a debate about premia in stock markets with which you disagree
Offering contributions based upon your prior experience
Extending the discussion into new but relevant areas
Modelling or promoting critical reflection from what you have read
Your collaborative participation will be assessed in three segments. Following the completion of Week 3, you will receive summative feedback and an initial grade based upon your participation in Weeks 1–3. At the end of the Week 5, you will receive additional summative feedback and a second grade based upon your participation in Weeks 4 and 5. At the end of the module, you will receive further summative feedback and a third grade based upon your participation in Weeks 6–8. These three assessment points will each form 5% of your End of Module grade, with a total of 15% for your participation posts overall.
Please note that you should spread your three to five weekly collaborative participation responses over a minimum of 3 separate days for each week. This will help maximise the value of your collaboration with colleagues and serve to meet the learning objectives for each activity.
Click on the Reply button below to reveal the textbox for entering your message. Then click on the Submit button to post your message.

Week 4 Personal Development Plan
This week, the PDP assignment that started in Week 2 is to be continued. As was done in Week 2, you will reflect upon the key insights you have gained through a review of the goals and objectives of this module to date. Moreover, you must identify the activities carried out in the module so far and reflect on the emerging themes from the Collaborations within the collaboration area as well as your Learning Resources and conversations with your colleagues. Additionally, consider how the concepts, theory and processes learned in this module fit in with previous modules you have completed, as well as their impact on your personal and professional goals.
To prepare for this Assignment:
Reflect upon your learning thus far in this module.
Review your Learning Resources and learning activities from the last 4 weeks as necessary.
Consider how the concepts, theory and processes you have learned in this module align with previous modules you have completed.
Identify your personal and professional goals for this module and programme.
Reflect on how your learning has impacted those goals thus far.
To complete this Assignment:
By Wednesday (Day 7), submit an approximately 750-word critical reflection addressing the following:
Develop an outline of the main areas of your PDP as it relates to your goals for this module as well as for your programme.
Explain your goals and your plan for reaching them.
This assignment should be prepared and submitted to Turnitin using the Word (.doc or .docx) format no later than midnight your local time.

Week 5 Collaboration: Yield curve and interest rates
Review this week’s Learning Resources with a focus on yield curve. Research yield curve information for a country of your choosing. Reflect on how this yield curve may impact interest rates.
Until Wednesday (Day 7): Continue to participate by engaging in a discussion with your colleagues, replying to each other’s posts:
In this Collaboration you reflect on theories as they apply to bond markets across the globe.
As an investor, one way of evaluating a bond would be to look at what the current price implies for the yield to maturity as well as considering whether that offers sufficient return for the amount of risk that is being taken. Recall that the yield curve provides an overview of the yield to maturity for a range of bonds with different maturities. That said, there are a number of different theories about what determines the slope or shape of the yield curve (i.e. expectations theory, liquidity preference theory and segmented market theory).
As you complete this week’s Collaboration, reflect on these different theories as they apply to different bond markets across the globe.
To prepare for this Collaboration:
To complete this Collaboration:
In Week 5, you are not required to submit an Initial Collaboration post. You will, however, find that your Instructor has posted some initial questions in the Discussion Board Week 3 Collaboration Thread to help stimulate your subsequent debates.
You should aim to participate with follow-on postings to your colleagues’ responses, making 3–5 significant follow-up postings. Aim to spread your total collaboration discussions across 3 separate days of each week.
A Summative Grade will be awarded in Week 5, based upon your Participation in Weeks 4 and 5.
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Week 5 Collaboration Group Case Study
This week, you work on your second Collaboration Group Case Study in the My Working Group Folder to which you have been assigned.
Yield curve and interest rates play a pivotal role in evaluating investments such as bonds.
Focusing on these topics, for this week’s Group Case Study, reflect on the different theories associated with yield curve, interest rates and growth as they apply to different bond markets across the globe.
By Wednesday (Day 7):
Keeping this in mind, your team will select a country and research its bond market.
Based on this research, and in a submission of 1,000–1,500 words, address the following:
Identify the major players (buyers and sellers) within your country’s bond market.
Describe the yield curve in your country and explain what it says about the current outlook for interest rates.
Analyse how yield curve in your country compares to your own expectations about how interest rates and economic growth will evolve in the future.
Explain whether there is a difference between the market and your view and how you could profitably take advantage of it.
Fully justify all your assumptions and claims using your own experience, the Learning Resources and your own research. Cite your work using the Harvard Liverpool Referencing System.
Please submit your case study to the Turnitin link. 
Additionally, submit your audit report, and any Excel spreadsheets you decide to use as part of your submission, to the Team Audit Report link.
When submitting your assignment, be sure to clearly specify the responsibilities of each team member in your audit report. Only one submission is required per group.
To access the Group Forum to which you have been assigned, click on the "Week 5 Group Forum" link.
To submit your case study to Turnitin, click on the "View/Complete" link for Week 5 Collaboration Group Case Study--Turnitin.
To submit your brief Team Audit Report, click on the "Week 5 Team Audit Report" link, and attach any other supporting Excel attachments you decide to use in your submission

Week 5 Module Project: Steps 3-4
You continue working on your Module Project in which you are developing investment strategies for a hypothetical client of your choosing.
Keep in mind that during this project, you must evaluate various investment strategies and ultimately present a report aimed at convincing a client to allow you to invest on his or her behalf.
For this next deliverable, you will submit the third and fourth steps highlighted in the overall Module Project outline presented in Week 1.
To complete this Module Project:
By Wednesday (Day 7):
For this submission, complete the following:
Step 3: Carry out the asset allocation (3-6 A4 pages)
Outline the asset allocation of the portfolio that you will recommend. What percentage of cash, bonds and stock will you recommend the client hold? What sort of risk and return do you anticipate? How do you make these assessments? What is the level of risk that you suggest the client take? Remember to provide support for what you advise. Make sure that you relate this asset allocation to the risk assessment that you have assumed in Step 2.
Consider the issue of liquidity. How much cash is required at each moment? What are the risks involved in holding more illiquid assets? Are these risks justified? This asset allocation should include a consideration of alternative assets and foreign securities. What does the inclusion of these alternatives do to risk and return? You may support your asset allocation decision with reference to a view of the economy. You may also highlight potential changes in future economic conditions that would warrant a change in asset allocation.
Do not, at this stage, move from asset allocation to securities selection. You may recommend that 30% of the fund be invested in equities, but you should leave until later the specific equities that will be chosen.
Step 4: Choose an investment strategy and benchmarks (3-6 A4 pages)
Decide whether the investment strategy will be more passive or more active in nature. Why have you made this choice? What are the costs and benefits of the alternative strategies? How does this relate to the risk that the client is prepared to take? How frequently will you assess the performance of the portfolio? What will make you consider changing the composition of the portfolio? What are the conditions or circumstances that will make you advise taking some action? Choose benchmarks to analyse the relative performance of the assets and securities that you have chosen. Outline the characteristics of a useful benchmark. Explain why you have chosen these benchmarks over alternatives.
Target length:2,000 words
This assignment is not graded, but you will receive feedback from your Instructor to help you improve your work. Please take advantage of this opportunity to learn from your Instructor's
feedback -- give the assignment your full effort and ask for clarification on any feedback you do not understand.
To submit your Module Project to Turnitin, click on the "View/Complete" link for Week 5 Module Project -- FF - Turnitin.

Week 6 Collaboration
Collaboration: Business valuation: Part 1
Review this week’s Learning Resources with a focus on business valuation. Reflect on the perspective of a company manager intending to conduct a hostile takeover of another company. Identify potential methods of valuating the merger target. Consider the strengths and weaknesses of your identified methods.
For this Collaboration, you will further explore concepts of business valuation as you valuate a merger acquisition
Recall that most investors will evaluate investment or business opportunities by comparing the cost and risk of an acquisition versus the expected future return. For example, recall the life cycle of firms and their dividend policies. Young firms usually have much greater growth potential than larger, more-established companies. However, due to a lack of reputation or tangible assets, it is likely to be more difficult or expensive for these newly established companies to borrow. In this case, there would be a tendency to pay few or no dividends. Conversely, larger firms are more likely to be in a business that is more mature. They may find it easier to borrow if necessary, and therefore they would tend to return more of their earnings to shareholders.
Bearing these examples in mind, for this Collaboration, you will further explore these concepts of business valuation as you valuate a merger acquisition. You will do so under the guise of a manager of a company that intends to conduct a hostile takeover.
To complete this Collaboration:
For your Initial Response, in approximately 750–1,000 words, address the following issues/questions:
As the manager of a company that intends to conduct a hostile takeover, outline your strategy on how you would evaluate a merger target.
Explain the key variables you would need to address in executing your strategy.
Critically analyse the main strengths and weaknesses of your chosen methodology and justify the reasoning for your choice.
Submit your Initial Response to Turnitin and to the Collaboration forum.
Until Wednesday (Day 7):
Offering contributions based upon your prior experience
Extending the discussion into new but relevant areas
Modelling or promoting critical reflection from what you have read
Participate by engaging in a discussion with your colleagues, replying to each other’s posts by:
You should aim to participate with follow-on postings to your colleagues’ responses, making 3–5 significant follow-up postings. Aim to spread your total collaboration discussions across 3 separate days of each week.
Your collaborative participation will be assessed in three segments. Following the completion of Week 3, you will receive summative feedback and an initial grade based upon your participation in Weeks 1–3. At the end of the Week 5, you will receive additional summative feedback and a second grade based upon your participation in Weeks 4 and 5. At the end of the module, you will receive further summative feedback and a third grade based upon your participation in Weeks 6–8. These three assessment points will each form 5% of your End of Module grade, with a total of 15% for your participation posts overall.
Click on the Reply button below to reveal the textbox for entering your message. Then click on the Submit button to post your message.

Personal Development Plan
This week you will create a further submission of a reflective statement relating to your module work to date.
This activity is designed to help you reflect in more depth on your personal development and should feed in to your (graded) Final PDP submission for Week 8.
To complete this PDP:
Post a draft version of your PDP submission to your My Working Group, to obtain feedback and suggestions from your team members. You should do this as soon as possible after the start of Week 6. Note, you should use the main My Working Group forum and the pre-prepared PDP Formative Assessment Discussion Week 6 thread.
By Wednesday (Day 7):
Submit an approximately 1,000-word post describing areas of your ongoing personal development related to this module.
Build upon the material from your Week 4 reflective paper. Please reflect upon the questions and feedback from your Week 4 PDP. You may wish to reflect upon the following:
Discuss those areas of investment strategies that have most resonated with you so far.
How do you see the concepts that you have studied applying to your professional experience, as well as your personal finances?
What steps might you now take to aid you in the transition of applying the coursework to your workplace?
Submit your post to the Turnitin link provided.

Week 7 Collaboration
Collaboration: Business valuation: Part 2
Review this week’s Learning Resources with a focus on derivative valuation. Review the Week 6 Collaboration as necessary. Reflect on the given statement from Warren Buffet and review the given Reference. Identify benefits and risks associated with the use of derivatives. Reflect on scenarios where derivatives are useful or damaging to merger acquisitions.
Until Wednesday (Day 7):
Continue to participate by engaging in a discussion with your colleagues replying to each
“Derivatives are time bombs, both for the parties that deal in them and the economic system. Basically these instruments call for money to change hands at some future date, with the amount to be determined by one or more reference items, such as interest rates, stock prices, or currency values. For example, if you are either long or short an S&P 500 futures contract, you are a party to a very simple derivatives transaction, with your gain or loss derived from movements in the index. Derivatives contracts are of varying duration, running sometimes to 20 or more years, and their value is often tied to several variables.” —Warren Buffet (2002)
Take a moment to consider this statement from Buffet. In the past, the investor has oft referred to derivatives as ‘weapons of financial mass destruction’. However, despite their inherent risk, derivatives do have their benefits and can be helpful in merger acquisitions.
As such, this week’s Collaboration will continue the discussions on valuating a merger acquisition as you consider this week’s topic of derivative valuation.
Reference: Buffet, W. (2002) Berkshire Hathaway annual report [Online]. Available from: http://www.fintools.com/docs/Warren%20Buffet%20on%20Derivatives.pdf (Accessed: 11 March 2015).
To complete this Collaboration:
In Week 7, you are not required to submit an Initial Collaboration post. You will, however, find that your Instructor has posted some initial questions in the Discussion Board Week 7 Collaboration Thread to help stimulate your subsequent debates.

Week 7 Module Project: Final submission
In the previous submissions of your Module Project, you broke down the details of your prospective client, focusing especially on his or her resources, liabilities, location, and interests. Based on this information, you created benchmarks and devised a viable investment strategy for the client. You also developed a clear list of the client’s financial needs and assets.
Using this information, this week, you will develop a full investment strategy for your client. To do so, you will evaluate various strategies and ultimately present a report aimed at convincing a client to allow you to invest on his or her behalf.
To complete this Module Project:
By Wednesday (Day 7):
This week, you submit your completed Module Project which should be around 5,000 words.
You will finalise Steps 1-4 and also complete the following two milestones (Steps 5–6) of the Module Project:
Steps 1-4
From Week 3 and Week 5 submissions, final version with Instructor feedback incorporated.
Step 5: Pick specific securities (three to six A4 pages)
Select the specific securities (bonds, equities or other) that you will recommend the client purchase with his or her funds.
Can you purchase specific bonds that mature at the time that funds are required? Explain to the client what this does to the risk of the portfolio.
Outline the criteria that you have used to select the securities. This should include an assessment of things such as the P/E ratio, the shape of the yield curve and current price of risk in the markets.
The securities selection should be consistent with the asset allocation decided in Step 3. Any changes in the asset allocation that have been considered should lead to some change in the composition of the securities held. If you have outlined some potential for changes in the asset allocation,
You may want to also recommend changes in specific securities that would accompany these adjustments. You may want to look at funds. Which funds will you choose? How will you make the selection? What are the costs that you will have to pay to invest in these funds? What are the costs and benefits of using funds rather than your own judgment?
Step 6: Finalise your document and write an executive summary (around 5,000 words overall; 20–30 A4 pages for the main body of the report)
Make amendments to the overall document. Now is the time to finalise the selection of particular bonds and equities for the portfolio.
Try to ensure that all the components are consistent.
The format should be professional, both in prose and in visual format.
When you refer to an article or book, use the Harvard Liverpool Referencing System. Please remember to include apposite citations from peer-reviewed journal articles (from our online library).
Extract your most important elements for your executive summary and remember to include an Index and end References list.


Investment Strategies Week 8 Assessments
Week 8 Collaboration: Home Bias Puzzle
The home bias puzzle, a widely discussed problem in international finance, is the focus for this week’s Collaboration.
Generally speaking, the home bias puzzle is the term given to describe the fact that individuals and institutions hold modest amounts of foreign equity in comparison to domestic investments. Unfortunately, the preference for investing close to home creates financial diversity inefficiency for investors. At the same time, however, this arguably allows investors to better tend their investments through the advantage of proximity. In this Collaboration, you will consider points such as these as you analyse the prospects of the home bias puzzle and evaluate some of the primary theories put forth to explain it.
To complete this Collaboration:
By Sunday (Day 4):
For your Initial Response, in a response of approximately 750–1,000 words, address the following issues:
Explain why the home bias is puzzling to investment theorists.
Evaluate the validity of the main theories suggested by economists that could explain the puzzle. Justify your reasoning.
Fully justify all your assumptions and claims using your own experience, the Learning Resources and your own research.
Cite your work using the Harvard Liverpool Referencing System. Submit your Initial Response to Turnitin and to the Collaboration forum.

Week 8 Personal Development Plan: Final submission
Throughout the last 8 weeks, your learning in this module has no doubt influenced your perspective on your personal and professional goals, as well as your strategies for reaching those goals. In light of this, you will revisit all of your previous submissions for your PDP, as well as all associated Instructor feedback, and leverage these to finalise your last PDP submission.
The final PDP assignment will be a private submission to the Instructor and will challenge you to demonstrate your ability to reflect on the learning outcomes of the module as well as the following subject areas
Your strategic awareness
Questions of ethics
Other disciplines already studied and how they relate to the content and concepts of this module (link to previous classes)
Your cultural awareness Your career/role
You should look back at the entire module and prepare a paper that synthesises the activities of the class and your knowledge gained for the whole 8-week period. Do not just rehash the textbook and Weekly Notes.
Your PDP should be approximately 1,500-2,000 words.

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